Use the "Press Here to Begin" button on this website to start the process of filling out your Form ID.

Form 8-K - Current report: SEC Accession No.

Through a new filer management tool on EDGAR, the filer administrator would be able to manage permissions of the filer's individual users. 33-7789 (January 20, 2000) [65 FR 3123].. 2 This is the Filer Assistance software we provide filers filing on the EDGAR system. Misuse of this computer system is a violation of Federal law (Pub. related announcements News. Volume I of the Filer Manual is being revised to provide filers with instructions to use the more modernized interface to complete and . EDGAR will no longer support the US GAAP 2012 Taxonomy or the US 2011 DEI Taxonomy. Filer Support can be reached at (202) 551-8900 Option 4. Complete the Form ID PDF form. The EDGAR Filer Management website will allow you to create a Form ID and submit it for authorization to the SEC. Click the link (s) below to view/download each chapter and/or appendix. Online Form. The passphrase was added to the EDGAR system on April 26, 2004. Form 13F-HR - Quarterly report filed by institutional managers, Holdings: SEC Accession No. EDGAR Release 19.2 introduced changes to the EDGAR Filer Start Printed Page 31193 Management Interface that provide a more modernized interface for completing an application for EDGAR access using the Form ID. Generating EDGAR Access Codes. Option #6: Transfer Agents. Attached Documents and Document Types) and Chapter 6 (Interactive Data) of the EDGAR Filer Manual, Volume II: "EDGAR Filing." The EDGAR Frequently Asked Questions (FAQ) screens of the EDGAR Filing Website and the EDGAR Filer Management Website will be updated to remove the "EDGAR Quick L.99-474). Release No. This office responds to general EDGAR questions like how to become a filer, the form ID process, how to get to the Websites, how to update filer information, filling in forms, and . Filer Support at (202) 551-8900, available 9 am - 5:30 pm ET.. For additional information, see: ET, Monday - Friday except federal holidays; Key EDGAR contacts within SEC; Quick Links. If you need assistance from the SEC regarding a filing, contact EDGAR Electronic Data Gathering, Analysis, and Retrieval (EDGAR), is a SEC system used by public companies to transmit filings of annual and quarterly reports and other disclosures. See the definitions of "large accelerated filer", "accelerated filer", "smaller reporting company", and "emerging growth company" in Rule 12b-2 of . . This computer system is Federal property and is to be used only for authorized government purposes by users who have been granted access rights by the Office of Information Technology. EDGAR will no longer support the US GAAP 2012 Taxonomy or the US 2011 DEI Taxonomy. Learn more about the three filer websites.

EDGAR Filer Support (Office of Filings and Information Services): (202) 942-8900 SEC Division of . The instructions are intended as general EDGAR Release 21.3 will also make general functional updates that do not require changes to the Filer Manual. EDGAR Filing Documents for 0001654954-17-011331. Option #7: Large Traders and 13H. Filer Support 202.551.8900 Filing Fees Branch Option # 1 EDGAR Technical Support Option # 3 Email FilerTechUnit@sec.gov EDGAR Filer Support for Corporation Finance Option # 4 Division of Investment Management Option # 5 Office of Structured Data 202.551.5494 Email StructuredData@sec.gov Useful SEC and EDGAR Information EXPAND POSSIBLE Certain N-SAR system requirements will be updated. 0000905718-21-001073. Step 2 - Submit and manage your EDGAR filings. . As such those submitting Form IDs on or after April 26, 2004 will define a passphrase. This request can be made through either . Maximus Awarded $323M Contract for Expanded Role to Modernize and Support Transformation of SEC's EDGAR System . To change their password, filers will need to be logged into the EDGAR Filing Website or the EDGAR Online Forms Management Website and follow the procedure described in Section 4.1.3 of Volume 1 of the EDGAR Filer Manual. Toppan Merrill delivers collaborative, flexible, best-in-class solutions that clients count on for their mission-critical content. (EDGAR) Filer Management. Filer Support: 202-551-8900: Filing Fees Branch: Option # 1: EDGAR Technical Support: Option # 3: FilerTechUnit@sec.gov: EDGAR Filer Support for Corporation Finance: Option # 4: Division of Investment Management: Option # 5: Office of Structured Disclosure (OSD) 202-551-5494: StructuredData@sec.gov: SEC Mailing Address: SEC Headquarters 100 F . We implemented the most recent update to the Filer Manual on January 24, 2000. September 2016 Page 1 The following frequently asked questions have been prepared by the Filer Technical Support Team. The filer must generate its own codes using the EDGAR Filing Websites. Division of Investment Management: See Division of Investment Management: Directory of Telephone Numbers and E-Mail Addresses. as well as filer support.

May also be an existing CIK. Volume I of the Filer Manual is being revised to provide filers with instructions to use the more modernized interface to complete and .

Sign up for EDGAR Beta Contact EDGAR. May 11, 2021 - The SEC is adopting amendments to Volumes I and II of the Electronic Data Gathering, Analysis, and Retrieval system (EDGAR) Filer Manual, a related form, and related rules. Rivernorth/Doubleline Strategic[.] The revisions substantially reduce the. (https://www.filermanagement.edgarfiling.sec.gov/) Click "Press Here to Begin". This procedure requires filers to enter their CIK number and Password Modification Authorization Code ("PMAC"). They can be reached at (202) 551-8900. All other non-ownership filers, please continue to use the login below. Option #8: Municipal Advisors. 1, 1993) [58 FR 18638]. If you have any questions regarding this process, contact Filer Support at (202) 551-8900 Option 4. call the EDGAR support line at 202-942-8900 the next business day to see if the . Based on our experience, if the email has not been received within 24 hours, it's a good idea to call the SEC Filer Support to verify receipt. Click Generate Access Codes (New/Replacement). The amendments result in a more uniform and secure process for EDGAR access by requiring certain applicants that already have an EDGAR Central Index Key (or CIK) account number, but do not have EDGAR access .

An email will be sent to the EDGAR Contact on file with the SEC in the EDGAR Profile. Create, edit and file 13F and 13H variants with additional support for SC 13D and SC 13G: Use a web portal to create, edit, and file various EDGAR forms: Three tiers of features to provide tools for every EDGAR form type: All EDGARLink Online Forms (such as 10-Q, 10-K, S-1, etc.) Generate New EDGAR Access Codes. The GoFiler Suite: Choosing the Right Compliance Software. Misuse of this computer system is a violation of Federal law (Pub. EDGAR Next—Improving filer access and account management. Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and p

You can obtain paper copies of the EDGAR Filer Manual from the following address: Public Reference Room, U.S. Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549-0102 or by calling Thomson Financial Inc at (800) 638-8241.

In particular: The EDGAR Filer Management, EDGAR Filing, and EDGAR Online Forms Management websites will be updated to eliminate support for Internet Explorer and add The EDGAR Filer Management, EDGAR Filing, and EDGAR Online Forms Management websites will be updated to eliminate support for Internet Explorer and add support for Microsoft Edge, in accord with the SEC's move to Edge generally. Use this procedure to reset your CCC The CIK Confirmation Code (CCC) is a case-sensitive code used with the CIK to submit an EDGAR filing.

C. Filer Management Tool and Annual Confirmation of Permissions. Access the EDGAR Filer Management Website. EDGAR Release 19.2 introduced changes to the EDGAR Filer Start Printed Page 31193 Management Interface that provide a more modernized interface for completing an application for EDGAR access using the Form ID. OIT Filer Technical Support 1 Form ID Quick Reference Guide How to Obtain EDGAR Access Codes to Access EDGAR Disclaimer These instructions represent the views of the Filer Technical Support branch and are written to assist filers in the preparation and process of filing electronically. There are 37 other people named William Weigle on AllPeople. Enter the CIK sent to the email address listed as the EDGAR Contact during the Form ID Process. (EDGAR) OnlineForms Management. Seq Description Document Type Size; 1: c485bpos.htm iXBRL: 485BPOS: 4054404: 7: EX(D)(I)FGT INTERNATIONAL SMALL CAP FUND AMENDED & RESTATED IMA (05-21) ex99dadvsrcontr-di.htm Download the Draft EDGAR Filer Manual (Volume II) EDGAR Filing (Version 59) Resources. CDW CDW Corporation Post-effective Amendment to an Automatic Shelf Registration of Form S-3asr or Form F-3asr (posasr) Toppan Merrill EDGAR Services . The FAQ screens of the EDGAR Filing Website and the EDGAR Filer Management Website have been updated to include a hyperlink to EDGAR quick reference guides. EDGAR Filer Manual. Step 3: Go to the EDGAR Filer Management site Go to the EDGAR Filer Management site. The FAQ screens of the EDGAR Filing Website and the EDGAR Filer Management Website will be updated to include a hyperlink to EGDAR quick reference guides. TIP: Form ID will require the names and contact info for your company, company contact person, and company accountant.

For investment company filings (except Forms 13F, N-CEN and 24F-2), call the IM EDGAR inquiry line at (202) 551-6989. This computer system is Federal property and is to be used only for authorized government purposes by users who have been granted access rights by the Office of Information Technology.

Though there may be elements of the draft the SEC has not approved, may approve or disapprove, and may modify, the agency is making the draft available to the filing community to: 1) solicit responses; and 2) support filers in preparing for the potential amendments to the EDGAR .

Retrieve submission information, update company information, change password/CCC, request refund, and more. Disclosure content management and document preparation is time-consuming and complex, and with continuous SEC rulemaking, including the iXBRL (Inline XBRL) mandate, it's not getting any easier. The potential access changes would include a new filer management tool on the EDGAR Filer Management website where a filer administrator, acting on behalf of the filer, could view, add, remove, and confirm users. Division of Market Regulation, Office of Interpretation and Guidance: (202) 942-0069. The CCC is eight characters long, with a minimum of one number (0-9) and a minimum of one special character (@, #, &, *)., password, and PMAC The Password Modification Authorization Code (PMAC) is used to change your EDGAR . Form 13F-HR River Road Asset Management, Llc 13F-HR - River Road Asset Management, LLC (0001341401) (Filer) SEC.report Footnotes. The EDGAR Frequently Asked Questions (FAQ) screens of the EDGAR Filing website and the EDGAR Filer Management website will be updated to remove the "EDGAR Quick Reference Guides" hyperlink. The EDGAR Filer Support staff in the Division of Investment Management has noticed a number of cases in which funds that have ceased operations as an investment company have failed to deregister.

EDGAR Filer Manual (Volume II) EDGAR Filing (Version 59) Deployment Date: September 20, 2021. If you have forgotten your passphrase, you will need to submit an update passphrase request on the EDGAR Filer Management Website. Filing Times. We have activated this separate EDGAR website and would like you to become familiar with it. Continue to Generating EDGAR Access Codes. See Appendix B (Frequently Asked Questions) of the EDGAR Filer Manual, Volume II: "EDGAR Filing." This Quarterly Report on Form 10-Q includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended (the "Securities Act") and S Toppan Merrill brings a shared commitment to using our combined resources, innovation, best practices and more than 50 years of industry experience, to expand what's possible for clients around the world. FALSE2020FY0001810546—us-gaap:AccountingStandardsUpdate201802Memberus-gaap:AccountingStandardsUpdate201802Memberus-gaap:AccountingStandardsUpdate201602Memberus-gaap . On September 20, 2021, EDGAR Release 21.3 will introduce the following changes: As part of Release 33-10771, the Commission adopted a requirement that filings on Form 24F-2 be submitted in a structured format. SEC Releases EDGAR 21.3. The EDGAR Filer Management, EDGAR Filing, and EDGAR Online Forms Management websites will be updated to drop support for Internet Explorer (IE) and add support for Microsoft Edge. How does one obtain a CIK to access EDGAR? Filer Support staff members are available to respond to requests for assistance from 9:00 a.m. to 5:30 p.m. Eastern Time. Notice: If you are an ownership form filer (specifically filing form types 3, 3/A, 4, 4/A, 5 or 5/A ), please login to our new OnlineForms website. . process management and technology solutions that . We will implement EDGAR Release 8.6 on July 28, 2003, to improve the functionality of the SEC's Online Forms website, to support new extended EDGAR filing and dissemination hours to 6 a.m., to support same day acceptance and dissemination of Form 3, 4 and 5 filings and Securities Act of 1933, Rule 462(b) filings, MEF form types, received on . Enter the . 1 We originally adopted the Filer Manual on April 1, 1993, with an effective date of April 26, 1993. maintenance as well as filer support. EDGAR Filer Manual. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. process management and technology . Hours: 9:00am to 5:30pm Eastern, Monday through Friday (excluding Federal Holidays) Note: The Corporation Finance Filer Support office is closed from 9:00am to 10:00am Eastern on the last Wednesday of each month. Commission About Careers Commissioners Contact Reports and Publications Securities Laws What Divisions Offices Corporation Finance Enforcement Investment Management Economic and Risk Analysis Trading and Markets Office Administrative Law Judges Examinations Regional Offices All Divisions and. Found 4153 colleagues at Expedia. Contact info: wweigle@expedia.com Find more info on AllPeople about William Weigle and Expedia, as well as people who work for similar businesses nearby, colleagues for other branches, and more people with a similar name. On Tuesday, October 12, 2021, the SEC will open an EDGAR beta environment ("EDGAR Beta") to allow filers to review and test many of the potential technical changes to EDGAR filer access and account management. We're delighted to see the US Securities and Exchange Commission (SEC) incorporate a number of the DQC data quality rules in the revised EDGAR Filer Manual (Volume II), with an implementation date of 22 March 2021. If you have any questions regarding the status of your Form ID application, reference the accession number when contacting the SEC Filer Support. Request for Copies of Public Documents. Certain N-SAR system requirements have been updated. L.99-474).

Support for the following EDGAR forms, any derivative forms, and their amendments: C, D, N-MFP2, N-CEN, N-PORT, 13F-HR, 13F-NT, Regulation A, MA, X-17A-5, TA-1, TA-2 Collaboration Limit users' access to critical or sensitive functions like LIVE EDGAR filing by protecting features via Windows User Account controls Hours: 6:00AM to 10:00PM Eastern Time, Monday through Friday Filer support, 9 a.m. - 5:30 p.m. These funds have either transferred all of their assets in a reorganization, liquidated or abandoned their registration, or became a business . . Please do not call Filer Support asking to retrieve or reset your access codes. SEC Filer Support (202) 942-8900 [email protected] SEC Fee Support (202) 942-8989 [email protected] Fax - (703) 914-2754. . Step 4: Print the Form ID application . For purposes of Item B.3., calculate value as the sum of the absolute values of: (i) the value of each debt security, (ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate; Maximus Awarded $323M Contract for Expanded Role to Modernize and Support Transformation of SECs EDGAR System . SEC EDGAR Filer Manual incorporates certain XBRL US data quality rules. Electronic format copies are available on the Commission's Web site. Updating the passphrase. Read more The EDGAR Filer Management website will allow you to create a Form ID and submit it for authorization to the SEC. Division of Investment Management (IM) For Form 13F, call the IM Chief Counsel's Office inquiry line at (202) 551-6825. By Editor. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of . Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company.

Monthly Portfolio Investments Report (Form NPORT-P) ETF Series Solutions

SEC EDGAR Filer Technical Support Frequently Asked Questions . The EDGAR Filer Management website may also be used to regenerate your EDGAR access codes. The Securities and Exchange Commission (the ``Commission'') is adopting revisions to Volumes I and II of the Electronic Data Gathering, Analysis, and Retrieval system (``EDGAR'') Filer Manual (``EDGAR Filer Manual'' or ``Filer Manual'') and related rules. You then must return to the Filer Management site and use the supplied CIK number and the passphrase you created during the initial application to create your EDGAR . EDGAR news and announcements; EDGAR forms; EDGAR company database and CIK lookup; Standard industrial classification (SIC .

WARNING! WARNING! Upon acceptance, the SEC will send a unique CIK number via e-mail. Commission About Careers Commissioners Contact Reports and Publications Securities Laws What Divisions Offices Corporation Finance Enforcement Investment Management Economic and Risk Analysis Trading and Markets Office Administrative Law Judges Examinations Regional Offices All Divisions and. The passphrase permits an EDGAR filer to use the Filer Management web site to manage all of its filing codes. On November 18, 2020, the SEC published a draft of the EDGAR Filer Manual Volume II "EDGAR Filing," (Version 56). See Release No. 0001654954-17-011331. On September 20, 2020, EDGAR Release 21.3 was released by the Securities and Exchange Commission. EDGAR Filer Support. This release includes new submission types N-RN, 424I, and SBS DISPUTE NOTICE.

Toppan Merrill e-Product Service Team (800) 688-1933 [email protected] SEC Support - 9:00 am to 5:30 pm Eastern Time. You then must return to the Filer Management site and use the supplied CIK number and the passphrase you created during the initial application to create your EDGAR . More details on the changes are available below . The following guidance should not be relied on as definitive or a substitute for the . The SEC has also announced that interested parties will have the opportunity to register on October 12, 2021, to participate in an EDGAR Beta test environment that will allow filers to review and test the . 33-6986 (Apr. For questions, please contact SEC Filer Support at (202) 551-8900. Log in for ownership forms - 3, 3A, 4, 4A, 5, 5A, & Regulation D. Log in for all other forms. Click on Apply for EDGAR Access (New) to apply for EDGAR access codes. Upon acceptance, the SEC will send a unique CIK number via e-mail. This release also introduces a Pilot phase for filing Form 24F-2 in a structured XML format. SEC REPORTING SOFTWARE FOR iXBRL & EDGAR FILINGS Approach SEC reporting and filing with confidence, knowing your disclosures are accurate.

See the SEC's ' How Do I ' information page for more information.

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